Reconciliation Rescue

Stop spending mornings figuring out why the numbers do not match

Brokers, order entry systems, administration packages, accounting systems and other internal systems do not consistently agree. Such technologies work well until they don’t. Here is where I can help:

• Diagnose – I trace a representative transaction through your entire chain
  • Order
    • Execution
      • Allocation
        • Broker
          • Position
            • Accounting
              • Reporting
• Design – I establish
  • Authoritative source for each data element
  • Reconciliation rules
  • Exception categories
  • Tolerance thresholds
  • Escalation procedures
  • Audit trail
  • Ownership of all outputs
• Automate – I augment your systems with automation (where appropriate) so problems are caught as early in the process as possible. Saving time and effort.

Deliverables

I provide a detailed report of what happened, where time was spent in the diagnosis, and what can be done to notify the correct party to resolve the issue quickly. I also provide a “post mortem” of where adjustments of systems can prevent occurrence or assist in the diagnosis of possible future issues. This report will also detail the risks and costs of keeping systems as-is, as well as modifying them.

Available on-site or via teleconference

Some problems can be resolved with a call. Most require a visit. I offer flexibility that fits your schedule.

Starting at $3500

Schedule a free 30 minute discovery call with no obligation to determine if this audit is right for you. Click here to set up the call.